Files
faiss/tests/test_search_params.py
T
Fu Xiaonan 613e0acac5 Fix IndexIDMap range search parameters (#5536)
Summary:
- preserve the concrete search-parameter type when `IndexIDMap::range_search` translates an external-ID selector
- retain IVF-specific per-query fields such as `nprobe` by temporarily replacing only `sel`, using the same scoped restoration pattern as `search_ex`
- add a deterministic regression test with two IVF lists and external IDs

## Testing

- confirmed the new test fails against FAISS 1.14.2 with `IndexIVF params have incorrect type`
- built the current source on macOS arm64 with Python bindings (`FAISS_OPT_LEVEL=generic`, GPU and Metal disabled)
- `python -m pytest -q tests/test_search_params.py` (51 passed)
- `clang-format 21 --dry-run --Werror faiss/IndexIDMap.cpp`
- `git diff --check`

Closes https://github.com/facebookresearch/faiss/issues/5523

Pull Request resolved: https://github.com/facebookresearch/faiss/pull/5536

Reviewed By: mnorris11

Differential Revision: D117233222

Pulled By: juancarpio27

fbshipit-source-id: 28e750f63fb681cc915ad41443c582739d8c3597
2026-08-25 18:32:09 -07:00

835 lines
30 KiB
Python

# Copyright (c) Meta Platforms, Inc. and affiliates.
#
# This source code is licensed under the MIT license found in the
# LICENSE file in the root directory of this source tree.
import numpy as np
import faiss
import unittest
import sys
from common_faiss_tests import for_all_simd_levels
from faiss.contrib import datasets
from faiss.contrib.evaluation import sort_range_res_2, check_ref_range_results
faiss.omp_set_num_threads(4)
@for_all_simd_levels
class TestSelector(unittest.TestCase):
"""
Test the IDSelector filtering for as many (index class, id selector class)
combinations as possible.
"""
def do_test_id_selector(
self,
index_key,
id_selector_type="batch",
mt=faiss.METRIC_L2,
k=10,
use_heap=True,
):
"""Verify that the id selector returns the subset of results that are
members according to the IDSelector.
Supports id_selector_type="batch", "bitmap", "range",
"range_sorted", "and", "or", "xor"
"""
d = 32 # make sure dimension is multiple of 8 for binary
ds = datasets.SyntheticDataset(d, 1000, 100, 20)
if index_key == "BinaryFlat":
rs = np.random.RandomState(123)
xb = rs.randint(256, size=(ds.nb, d // 8), dtype="uint8")
xq = rs.randint(256, size=(ds.nq, d // 8), dtype="uint8")
index = faiss.IndexBinaryFlat(d)
index.use_heap = use_heap
# Use smaller radius for Hamming distance
base_radius = 4
is_binary = True
else:
xb = ds.get_database()
xq = ds.get_queries()
xt = ds.get_train()
index = faiss.index_factory(d, index_key, mt)
index.train(xt)
base_radius = float("inf") # Will be set based on results
is_binary = False
# reference result
if "range" in id_selector_type:
subset = np.arange(30, 80).astype("int64")
elif id_selector_type == "or":
lhs_rs = np.random.RandomState(123)
lhs_subset = lhs_rs.choice(ds.nb, 50, replace=False).astype("int64")
rhs_rs = np.random.RandomState(456)
rhs_subset = rhs_rs.choice(ds.nb, 20, replace=False).astype("int64")
subset = np.union1d(lhs_subset, rhs_subset)
elif id_selector_type == "and":
lhs_rs = np.random.RandomState(123)
lhs_subset = lhs_rs.choice(ds.nb, 50, replace=False).astype("int64")
rhs_rs = np.random.RandomState(456)
rhs_subset = rhs_rs.choice(ds.nb, 10, replace=False).astype("int64")
subset = np.intersect1d(lhs_subset, rhs_subset)
elif id_selector_type == "xor":
lhs_rs = np.random.RandomState(123)
lhs_subset = lhs_rs.choice(ds.nb, 50, replace=False).astype("int64")
rhs_rs = np.random.RandomState(456)
rhs_subset = rhs_rs.choice(ds.nb, 40, replace=False).astype("int64")
subset = np.setxor1d(lhs_subset, rhs_subset)
else:
rs = np.random.RandomState(123)
subset = rs.choice(ds.nb, 50, replace=False).astype("int64")
index.add(xb[subset])
if "IVF" in index_key and id_selector_type == "range_sorted":
self.assertTrue(index.check_ids_sorted())
Dref, Iref0 = index.search(xq, k)
Iref = subset[Iref0]
Iref[Iref0 < 0] = -1
if base_radius == float("inf"):
radius = float(Dref[Iref > 0].max()) * 1.01
else:
radius = base_radius
try:
Rlims_ref, RDref, RIref = index.range_search(xq, radius)
except RuntimeError as e:
if "not implemented" in str(e):
have_range_search = False
else:
raise
else:
RIref = subset[RIref]
# normalize the range search results
RDref, RIref = sort_range_res_2(Rlims_ref, RDref, RIref)
have_range_search = True
# result with selector: fill full database and search with selector
index.reset()
index.add(xb)
if id_selector_type == "range":
sel = faiss.IDSelectorRange(30, 80)
elif id_selector_type == "range_sorted":
sel = faiss.IDSelectorRange(30, 80, True)
elif id_selector_type == "array":
sel = faiss.IDSelectorArray(subset)
elif id_selector_type == "bitmap":
bitmap = np.zeros(ds.nb, dtype=bool)
bitmap[subset] = True
bitmap = np.packbits(bitmap, bitorder="little")
sel = faiss.IDSelectorBitmap(bitmap)
elif id_selector_type == "not":
ssubset = set(subset)
inverse_subset = np.array(
[i for i in range(ds.nb) if i not in ssubset]
).astype("int64")
sel = faiss.IDSelectorNot(faiss.IDSelectorBatch(inverse_subset))
elif id_selector_type == "or":
sel = faiss.IDSelectorOr(
faiss.IDSelectorBatch(lhs_subset),
faiss.IDSelectorBatch(rhs_subset),
)
elif id_selector_type == "and":
sel = faiss.IDSelectorAnd(
faiss.IDSelectorBatch(lhs_subset),
faiss.IDSelectorBatch(rhs_subset),
)
elif id_selector_type == "xor":
sel = faiss.IDSelectorXOr(
faiss.IDSelectorBatch(lhs_subset),
faiss.IDSelectorBatch(rhs_subset),
)
else:
sel = faiss.IDSelectorBatch(subset)
params = (
faiss.SearchParametersIVF(sel=sel)
if "IVF" in index_key
else (
faiss.SearchParametersPQ(sel=sel)
if "PQ" in index_key
else faiss.SearchParameters(sel=sel)
)
)
Dnew, Inew = index.search(xq, k, params=params)
if is_binary:
# For binary indexes, we need to check:
# 1. All returned IDs are valid (in the subset or -1)
# 2. The distances match
# Check that all returned IDs are valid
valid_ids = np.ones_like(Inew, dtype=bool)
# Create a mask of valid IDs (those in subset)
subset_set = set(subset) # Convert to set for O(1) lookups
# Handle -1 values separately (they're always valid)
valid_ids = np.logical_or(
Inew == -1, np.isin(Inew, list(subset_set))
)
self.assertTrue(
np.all(valid_ids), "Some returned IDs are not in the subset"
)
# Check that distances match
np.testing.assert_almost_equal(Dref, Dnew, decimal=5)
else:
# For non-binary indexes, we can do exact comparison
np.testing.assert_array_equal(Iref, Inew)
np.testing.assert_almost_equal(Dref, Dnew, decimal=5)
if have_range_search:
Rlims_new, RDnew, RInew = index.range_search(
xq, radius, params=params
)
np.testing.assert_array_equal(Rlims_ref, Rlims_new)
RDref, RIref = sort_range_res_2(Rlims_ref, RDref, RIref)
if is_binary:
# For binary indexes, check that all returned IDs are valid
valid_ids = np.ones(len(RInew), dtype=bool)
# Use vectorized operation instead of loop
subset_set = set(subset) # Convert to set for O(1) lookups
valid_ids = np.isin(RInew, list(subset_set))
self.assertTrue(
np.all(valid_ids),
"Some range search IDs are not in the subset",
)
# Check that distances match
np.testing.assert_almost_equal(RDref, RDnew, decimal=5)
else:
# For non-binary indexes, we can do exact comparison
np.testing.assert_array_equal(RIref, RInew)
np.testing.assert_almost_equal(RDref, RDnew, decimal=5)
def test_IVFFlat(self):
self.do_test_id_selector("IVF32,Flat")
def test_IVFFlat_range_sorted(self):
self.do_test_id_selector("IVF32,Flat", id_selector_type="range_sorted")
def test_IVFPQ(self):
self.do_test_id_selector("IVF32,PQ4x4np")
def test_IVFPQfs(self):
self.do_test_id_selector("IVF32,PQ4x4fs")
def test_IVFPQfs_k1(self):
self.do_test_id_selector("IVF32,PQ4x4fs", k=1)
def test_IVFPQfs_k40(self):
# test reservoir codepath
self.do_test_id_selector("IVF32,PQ4x4fs", k=40)
def test_IVFSQ(self):
self.do_test_id_selector("IVF32,SQ8")
def test_pretrans(self):
self.do_test_id_selector("PCA16,IVF32,Flat")
def test_SQ(self):
self.do_test_id_selector("SQ8")
def test_Flat(self):
self.do_test_id_selector("Flat")
def test_Flat_IP(self):
self.do_test_id_selector("Flat", mt=faiss.METRIC_INNER_PRODUCT)
def test_Flat_id_range(self):
self.do_test_id_selector("Flat", id_selector_type="range")
def test_Flat_IP_id_range(self):
self.do_test_id_selector(
"Flat", id_selector_type="range", mt=faiss.METRIC_INNER_PRODUCT
)
def test_Flat_id_array(self):
self.do_test_id_selector("Flat", id_selector_type="array")
def test_Flat_IP_id_array(self):
self.do_test_id_selector(
"Flat", id_selector_type="array", mt=faiss.METRIC_INNER_PRODUCT
)
def test_Flat_id_bitmap(self):
self.do_test_id_selector("Flat", id_selector_type="bitmap")
def test_Flat_id_not(self):
self.do_test_id_selector("Flat", id_selector_type="not")
def test_Flat_id_or(self):
self.do_test_id_selector("Flat", id_selector_type="or")
# not implemented
# def test_PQ(self):
# self.do_test_id_selector("PQ4x4np")
# def test_AQ(self):
# self.do_test_id_selector("RQ3x4")
def do_test_id_selector_weak(self, index_key):
"""verify that the selected subset is the subset in the list"""
ds = datasets.SyntheticDataset(32, 1000, 100, 20)
index = faiss.index_factory(ds.d, index_key)
index.train(ds.get_train())
index.add(ds.get_database())
k = 10
Dref, Iref = index.search(ds.get_queries(), k)
# reference result
rs = np.random.RandomState(123)
subset = rs.choice(ds.nb, 50, replace=False).astype("int64")
sel = faiss.IDSelectorBatch(subset)
params = faiss.SearchParametersHNSW()
params.sel = sel
Dnew, Inew = index.search(ds.get_queries(), k, params=params)
mask = np.zeros(ds.nb, dtype=bool)
mask[subset] = True
for q in range(len(Iref)):
(mask_q,) = np.where(mask[Iref[q]])
l = len(mask_q)
np.testing.assert_array_equal(Iref[q, mask_q], Inew[q, :l])
np.testing.assert_array_equal(Dref[q, mask_q], Dnew[q, :l])
def test_HSNW(self):
self.do_test_id_selector_weak("HNSW")
def test_idmap(self):
ds = datasets.SyntheticDataset(32, 100, 100, 20)
rs = np.random.RandomState(123)
ids = rs.choice(10000, size=100, replace=False)
mask = ids % 2 == 0
index = faiss.index_factory(ds.d, "IDMap,SQ8")
index.train(ds.get_train())
# ref result
index.add_with_ids(ds.get_database()[mask], ids[mask])
Dref, Iref = index.search(ds.get_queries(), 10)
# with selector
index.reset()
index.add_with_ids(ds.get_database(), ids)
valid_ids = ids[mask]
sel = faiss.IDSelectorTranslated(
index, faiss.IDSelectorBatch(valid_ids)
)
Dnew, Inew = index.search(
ds.get_queries(), 10, params=faiss.SearchParameters(sel=sel)
)
np.testing.assert_array_equal(Iref, Inew)
np.testing.assert_array_almost_equal(Dref, Dnew, decimal=5)
# let the IDMap::search add the translation...
Dnew, Inew = index.search(
ds.get_queries(),
10,
params=faiss.SearchParameters(sel=faiss.IDSelectorBatch(valid_ids)),
)
np.testing.assert_array_equal(Iref, Inew)
np.testing.assert_array_almost_equal(Dref, Dnew, decimal=5)
def test_idmap_range_empty_params(self):
# This test crashes without checking both params && params->sel
# are non null in IndexIDMap::range_search().
index = faiss.IndexIDMap(faiss.IndexFlatL2(2))
xb = np.array(
[
[0, 0],
[1, 0],
[0, 2],
],
dtype="float32",
)
ids = np.array([10, 20, 30], dtype="int64")
index.add_with_ids(xb, ids)
xq = np.array([[0, 0]], dtype="float32")
lims_ref, D_ref, I_ref = index.range_search(xq, 5.0)
lims, D, I = index.range_search(
xq, 5.0, params=faiss.SearchParameters()
)
np.testing.assert_array_equal(lims_ref, lims)
np.testing.assert_array_equal(sorted(I_ref), sorted(I))
np.testing.assert_array_equal(sorted(D_ref), sorted(D))
def test_idmap_range_ivf_params(self):
quantizer = faiss.IndexFlatL2(1)
quantizer.add(np.array([[0.0], [100.0]], dtype="float32"))
base = faiss.IndexIVFFlat(quantizer, 1, 2, faiss.METRIC_L2)
base.nprobe = 1
index = faiss.IndexIDMap(base)
index.add_with_ids(
np.array([[0.0], [100.0]], dtype="float32"),
np.array([10, 20], dtype="int64"),
)
params = faiss.SearchParametersIVF(nprobe=2)
params.sel = faiss.IDSelectorBatch(
np.array([10, 20], dtype="int64")
)
lims, distances, labels = index.range_search(
np.array([[0.0]], dtype="float32"),
10001.0,
params=params,
)
order = np.argsort(labels)
labels = labels[order]
distances = distances[order]
np.testing.assert_array_equal(lims, [0, 2])
np.testing.assert_array_equal(distances, [0.0, 10000.0])
np.testing.assert_array_equal(labels, [10, 20])
def test_bounds(self):
# https://github.com/facebookresearch/faiss/issues/3156
d = 64 # dimension
nb = 100000 # database size
xb = np.random.random((nb, d))
index_ip = faiss.IndexFlatIP(d)
index_ip.add(xb)
index_l2 = faiss.IndexFlatIP(d)
index_l2.add(xb)
out_of_bounds_id = nb + 15 # + 14 or lower will work fine
id_selector = faiss.IDSelectorArray([out_of_bounds_id])
search_params = faiss.SearchParameters(sel=id_selector)
# ignores out of bound, does not crash
distances, indices = index_ip.search(xb[:2], k=3, params=search_params)
distances, indices = index_l2.search(xb[:2], k=3, params=search_params)
def test_BinaryFlat(self):
self.do_test_id_selector("BinaryFlat")
def test_BinaryFlat_id_range(self):
self.do_test_id_selector("BinaryFlat", id_selector_type="range")
def test_BinaryFlat_id_array(self):
self.do_test_id_selector("BinaryFlat", id_selector_type="array")
def test_BinaryFlat_no_heap(self):
self.do_test_id_selector("BinaryFlat", use_heap=False)
@for_all_simd_levels
class TestSearchParams(unittest.TestCase):
def do_test_with_param(self, index_key, ps_params, params):
"""
Test equivalence between setting
1. param_name_2 = value with ParameterSpace
2. pass in a SearchParameters with param_name = value
"""
ds = datasets.SyntheticDataset(32, 1000, 100, 20)
index = faiss.index_factory(ds.d, index_key)
if index_key.startswith("PQ"):
index.polysemous_training.n_iter = 50000
index.polysemous_training.n_redo = 1
index.train(ds.get_train())
index.add(ds.get_database())
I0, D0 = index.search(ds.get_queries(), 10)
Dnew, Inew = index.search(ds.get_queries(), 10, params=params)
# make sure the parameter does indeed change the result...
self.assertFalse(np.all(Inew == I0))
for param_name, value in ps_params.items():
faiss.ParameterSpace().set_index_parameter(index, param_name, value)
Dref, Iref = index.search(ds.get_queries(), 10)
np.testing.assert_array_equal(Iref, Inew)
np.testing.assert_array_equal(Dref, Dnew)
def test_nprobe(self):
self.do_test_with_param(
"IVF32,Flat", {"nprobe": 3}, faiss.SearchParametersIVF(nprobe=3)
)
def test_efSearch(self):
self.do_test_with_param(
"HNSW", {"efSearch": 4}, faiss.SearchParametersHNSW(efSearch=4)
)
def test_quantizer_hnsw(self):
self.do_test_with_param(
"IVF200_HNSW,Flat",
{"quantizer_efSearch": 5, "nprobe": 10},
faiss.SearchParametersIVF(
nprobe=10,
quantizer_params=faiss.SearchParametersHNSW(efSearch=5),
),
)
def test_PQ_polysemous_ht(self):
self.do_test_with_param(
"PQ4x8",
{"ht": 10},
faiss.SearchParametersPQ(
polysemous_ht=10, search_type=faiss.IndexPQ.ST_polysemous
),
)
def test_max_codes(self):
"tests whether the max nb codes is taken into account"
ds = datasets.SyntheticDataset(32, 1000, 100, 20)
index = faiss.index_factory(ds.d, "IVF32,Flat")
index.train(ds.get_train())
index.add(ds.get_database())
stats = faiss.cvar.indexIVF_stats
stats.reset()
D0, I0 = index.search(
ds.get_queries(), 10, params=faiss.SearchParametersIVF(nprobe=8)
)
ndis0 = stats.ndis
target_ndis = ndis0 // ds.nq # a few queries will be below, a few above
for q in range(ds.nq):
stats.reset()
Dq, Iq = index.search(
ds.get_queries()[q : q + 1],
10,
params=faiss.SearchParametersIVF(
nprobe=8, max_codes=target_ndis
),
)
self.assertLessEqual(stats.ndis, target_ndis)
if stats.ndis < target_ndis:
np.testing.assert_equal(I0[q], Iq[0])
def test_ownership(self):
# see https://github.com/facebookresearch/faiss/issues/2996
subset = np.arange(0, 50)
sel = faiss.IDSelectorBatch(subset)
self.assertTrue(sel.this.own())
params = faiss.SearchParameters(sel=sel)
self.assertTrue(sel.this.own()) # otherwise mem leak!
# this is a somewhat fragile test because it assumes the
# gc decreases refcounts immediately.
prev_count = sys.getrefcount(sel)
del params
new_count = sys.getrefcount(sel)
self.assertEqual(new_count, prev_count - 1)
# check for other objects as well
sel1 = faiss.IDSelectorBatch([1, 2, 3])
sel2 = faiss.IDSelectorBatch([4, 5, 6])
sel = faiss.IDSelectorAnd(sel1, sel2)
# make storage is still managed by python
self.assertTrue(sel1.this.own())
self.assertTrue(sel2.this.own())
class TestSelectorCallback(unittest.TestCase):
def test(self):
ds = datasets.SyntheticDataset(32, 1000, 100, 20)
index = faiss.index_factory(ds.d, "IVF32,Flat")
index.train(ds.get_train())
k = 10
rs = np.random.RandomState(123)
subset = rs.choice(ds.nb, 50, replace=False)
params = faiss.SearchParametersIVF(
sel=faiss.IDSelectorBatch(subset), nprobe=4
)
Dref, Iref = index.search(ds.get_queries(), k, params=params)
def is_member(idx):
return idx in subset
params = faiss.SearchParametersIVF(
sel=faiss.PyCallbackIDSelector(is_member), nprobe=4
)
Dnew, Inew = index.search(ds.get_queries(), k, params=params)
np.testing.assert_array_equal(Iref, Inew)
np.testing.assert_almost_equal(Dref, Dnew, decimal=5)
class TestSortedIDSelectorRange(unittest.TestCase):
"""to test the sorted id bounds, there are a few cases to consider"""
def do_test_sorted(self, imin, imax, n=100):
selr = faiss.IDSelectorRange(imin, imax, True)
sp = faiss.swig_ptr
for seed in range(10):
rs = np.random.RandomState(seed)
ids = rs.choice(30, n).astype("int64")
ids.sort()
j01 = np.zeros(2, dtype="uint64")
selr.find_sorted_ids_bounds(
len(ids), sp(ids), sp(j01[:1]), sp(j01[1:])
)
j0, j1 = j01.astype(int)
(ref_idx,) = np.where((ids >= imin) & (ids < imax))
np.testing.assert_array_equal(ref_idx, np.arange(j0, j1))
def test_sorted_in_range(self):
self.do_test_sorted(10, 20)
def test_sorted_out_0(self):
self.do_test_sorted(-10, 20)
def test_sorted_out_1(self):
self.do_test_sorted(10, 40)
def test_sorted_in_range_smalln(self):
self.do_test_sorted(10, 20, n=5)
def test_12_92(self):
selr = faiss.IDSelectorRange(30, 80, True)
ids = np.array([12, 92], dtype="int64")
j01 = np.zeros(2, dtype="uint64")
sp = faiss.swig_ptr
selr.find_sorted_ids_bounds(len(ids), sp(ids), sp(j01[:1]), sp(j01[1:]))
assert j01[0] >= j01[1]
class TestPrecomputed(unittest.TestCase):
def do_test_knn_and_range(self, factory, range=True):
ds = datasets.SyntheticDataset(32, 10000, 100, 20)
index = faiss.index_factory(ds.d, factory)
index.train(ds.get_train())
index.add(ds.get_database())
index.nprobe = 5
Dref, Iref = index.search(ds.get_queries(), 10)
Dq, Iq = index.quantizer.search(ds.get_queries(), index.nprobe)
Dnew, Inew = index.search_preassigned(ds.get_queries(), 10, Iq, Dq)
np.testing.assert_equal(Iref, Inew)
np.testing.assert_allclose(Dref, Dnew, atol=1e-5)
if range:
r2 = float(np.median(Dref[:, 5]))
Lref, Dref, Iref = index.range_search(ds.get_queries(), r2)
assert Lref.size > 10 # make sure there is something to test...
Lnew, Dnew, Inew = index.range_search_preassigned(
ds.get_queries(), r2, Iq, Dq
)
check_ref_range_results(Lref, Dref, Iref, Lnew, Dnew, Inew)
def test_knn_and_range_Flat(self):
self.do_test_knn_and_range("IVF32,Flat")
def test_knn_and_range_SQ(self):
self.do_test_knn_and_range("IVF32,SQ8")
def test_knn_and_range_PQ(self):
self.do_test_knn_and_range("IVF32,PQ8x4np")
def test_knn_and_range_FS(self):
self.do_test_knn_and_range("IVF32,PQ8x4fs", range=False)
class TestIVFEarlyTermination(unittest.TestCase):
"""
Coverage for the new SearchParametersIVF early-stop fields:
- ensure_topk_full
- max_empty_result_buckets
- max_lists_num
"""
def _build(self, factory, mt=faiss.METRIC_L2, d=32):
ds = datasets.SyntheticDataset(d, 2000, 500, 30)
index = faiss.index_factory(d, factory, mt)
index.train(ds.get_train())
index.add(ds.get_database())
return ds, index
def test_ensure_topk_full_fills_heap(self):
ds, index = self._build("IVF32,Flat")
k = 10
params = faiss.SearchParametersIVF()
params.nprobe = 32
params.max_codes = k // 2 # tight budget: forces truncation
params.ensure_topk_full = False
_, I_tight = index.search(ds.get_queries(), k, params=params)
params.ensure_topk_full = True
_, I_full = index.search(ds.get_queries(), k, params=params)
# ensure_topk_full=true must produce at least as many valid slots.
miss_tight = np.sum(I_tight == -1)
miss_full = np.sum(I_full == -1)
self.assertLessEqual(miss_full, miss_tight)
# Test precondition: tight budget produced some misses.
self.assertGreater(miss_tight, 0)
def test_range_default_matches_baseline(self):
"""Default max_empty_result_buckets=0 must preserve pre-existing
range_search results byte-for-byte."""
ds, index = self._build("IVF32,Flat")
# Set nprobe via the index attribute for the no-params baseline.
index.nprobe = 8
radius = 2.0
Lref, Dref, Iref = index.range_search(ds.get_queries(), radius)
params = faiss.SearchParametersIVF()
params.nprobe = 8
# all new fields are at defaults
Lnew, Dnew, Inew = index.range_search(
ds.get_queries(), radius, params=params
)
np.testing.assert_array_equal(Lref, Lnew)
# Per-query (id, distance) pairs must match as sorted sets since
# within-query order is not guaranteed across OMP threads.
for q in range(ds.nq):
a = sorted(
zip(
Iref[Lref[q] : Lref[q + 1]].tolist(),
Dref[Lref[q] : Lref[q + 1]].tolist(),
)
)
b = sorted(
zip(
Inew[Lnew[q] : Lnew[q + 1]].tolist(),
Dnew[Lnew[q] : Lnew[q + 1]].tolist(),
)
)
self.assertEqual(a, b)
def test_range_early_exit_is_subset(self):
ds, index = self._build("IVF32,Flat")
# Radius chosen empirically against this synthetic dataset
# (d=32, nb=500, IVF32) so that several probed buckets per
# query yield zero in-radius hits — required to exercise
# the empty-bucket exit path. Too-tight or too-wide radii
# leave the test vacuous.
radius = 15.0
p_full = faiss.SearchParametersIVF()
p_full.nprobe = 32
p_full.max_empty_result_buckets = 0 # disabled
Lf, Df, If = index.range_search(ds.get_queries(), radius, params=p_full)
p_early = faiss.SearchParametersIVF()
p_early.nprobe = 32
p_early.max_empty_result_buckets = 1 # aggressive early-exit
Le, De, Ie = index.range_search(
ds.get_queries(), radius, params=p_early
)
# Early-exit must never expand the result set.
self.assertTrue(np.all(np.diff(Le) <= np.diff(Lf)))
# And each per-query id-set must be a subset of the full result.
for q in range(ds.nq):
full = set(If[Lf[q] : Lf[q + 1]].tolist())
early = set(Ie[Le[q] : Le[q + 1]].tolist())
self.assertTrue(early.issubset(full))
# At least one query must strictly shrink.
any_shrunk = bool(np.any(np.diff(Le) < np.diff(Lf)))
self.assertTrue(
any_shrunk,
"no query shrank: max_empty_result_buckets has no effect",
)
def test_range_early_exit_counter_resets_on_hit(self):
"""Tightening max_empty_result_buckets (1 vs 3) must never
produce *more* results. With 3 the loop tolerates two
intervening empty buckets between non-empty ones; with 1 it
terminates on the first empty bucket. Per-query result
counts must therefore satisfy tight ≤ relaxed."""
ds, index = self._build("IVF32,Flat")
radius = 15.0
p_tight = faiss.SearchParametersIVF()
p_tight.nprobe = 32
p_tight.max_empty_result_buckets = 1
Lt, _, _ = index.range_search(ds.get_queries(), radius, params=p_tight)
p_relaxed = faiss.SearchParametersIVF()
p_relaxed.nprobe = 32
p_relaxed.max_empty_result_buckets = 3
Lr, _, _ = index.range_search(
ds.get_queries(), radius, params=p_relaxed
)
self.assertTrue(np.all(np.diff(Lt) <= np.diff(Lr)))
def test_range_rejects_non_default_parallel_mode(self):
ds, index = self._build("IVF32,Flat")
ivf = faiss.downcast_index(index)
ivf.parallel_mode = 1
params = faiss.SearchParametersIVF()
params.nprobe = 4
params.max_empty_result_buckets = 2
with self.assertRaises(RuntimeError):
index.range_search(ds.get_queries()[:1], 1.0, params=params)
def test_ndis_stats_post_filter(self):
"""IndexIVFStats::ndis is documented as 'nb of distances
computed' — a post-filter quantity. With a 50%-keep selector,
ndis must drop because rejected codes don't have a distance
computed."""
ds, index = self._build("IVF32,Flat")
index.nprobe = 32
stats = faiss.cvar.indexIVF_stats
stats.reset()
index.search(ds.get_queries(), 10)
ndis_no_sel = stats.ndis
self.assertGreater(ndis_no_sel, 0)
# 50%-keep batch selector.
keep = np.arange(0, ds.nb, 2).astype("int64")
sel = faiss.IDSelectorBatch(keep)
params = faiss.SearchParametersIVF(nprobe=32, sel=sel)
stats.reset()
index.search(ds.get_queries(), 10, params=params)
ndis_with_sel = stats.ndis
self.assertLess(ndis_with_sel, ndis_no_sel)
# Loose-bound sanity: ~50% retention should drop ndis at least
# noticeably below the no-selector value.
self.assertLess(ndis_with_sel * 4, ndis_no_sel * 3)
def test_ensure_topk_full_with_restrictive_selector(self):
"""Under a 10%-keep selector and
max_codes < k, the heap must still be filled (no -1 entries)
because the post-filter break condition keeps probing until k
valid candidates have been observed."""
ds, index = self._build("IVF32,Flat")
# 10%-keep selector — 50 valid ids in 500-vector dataset.
keep = np.arange(0, ds.nb, 10).astype("int64")
sel = faiss.IDSelectorBatch(keep)
params = faiss.SearchParametersIVF()
params.nprobe = 32
params.max_codes = 5 # tight pre-filter budget
params.ensure_topk_full = True # post-filter soft cap
params.sel = sel
_, I = index.search(ds.get_queries(), 10, params=params)
self.assertEqual(int(np.sum(I == -1)), 0)
def test_fields_exposed_and_defaulted(self):
p = faiss.SearchParametersIVF()
self.assertEqual(p.max_lists_num, 0)
self.assertIs(p.ensure_topk_full, False)
self.assertEqual(p.max_empty_result_buckets, 0)
p.max_lists_num = 5
p.ensure_topk_full = True
p.max_empty_result_buckets = 2
self.assertEqual(p.max_lists_num, 5)
self.assertIs(p.ensure_topk_full, True)
self.assertEqual(p.max_empty_result_buckets, 2)